James Robert Cobb

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ARBUTHNOT LATHAM & CO., LIMITED
FRN 143336
- SMF2 Chief Finance (since 18 Apr 2019)
- SMF3 Executive Director (since 7 Mar 2016)
- CF1 Director (31 Oct 2008 to 6 Mar 2016)
SECURE TRUST BANK PUBLIC LIMITED COMPANY (no longer approved here)
FRN 204550
- CF1 Director (31 Oct 2008 to 23 Sep 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.