Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Dec 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
    • CF30 Customer (29 Jan 2016 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (23 Apr 2014 to 30 Nov 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (23 Apr 2014 to 30 Nov 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (13 Feb 2009 to 18 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.