Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF2 Non Executive Director (16 Jul 2012 to 15 Sep 2016)
-
- CF30 Customer (23 Nov 2011 to 30 Mar 2012)
-
- CF10 Compliance Oversight (11 Mar 2009 to 13 Nov 2009)
- CF11 Money Laundering Reporting (11 Mar 2009 to 13 Nov 2009)
- CF30 Customer (11 Mar 2009 to 13 Nov 2009)
- CF4 Partner (11 Mar 2009 to 13 Nov 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.