James Richard Wilkinson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Alternative Investments Limited

    FRN 170423

    • [FCA CF] Client dealing (since 27 Jun 2024)
    • [FCA CF] Manager of certification employee (since 23 Sep 2020)
  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 11 Jan 2019)
    • [FCA CF] Manager of certification employee (3 Mar 2017 to 17 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (15 Aug 2016 to 7 Aug 2017)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 11 Jan 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (14 Feb 2022 to 10 Oct 2022)
    • [PRA CF] Managing a material risk taker (12 Feb 2022 to 16 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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