James Richard Pearce

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jefferies Credit Partners Europe Limited

    FRN 1023255

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jul 2025)
    • SMF3 Executive Director (since 1 Jul 2025)
    • SMF1 Chief Executive (since 1 Jul 2025)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Client dealing (7 Nov 2022 to 1 Jun 2023)
    • [FCA CF] Material risk taker (7 Jul 2020 to 27 Sep 2021)
    • [FCA CF] Manager of certification employee (7 Jul 2020 to 14 Oct 2021)
    • CF30 Customer (5 Mar 2014 to 8 Dec 2019)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Client dealing (7 Jul 2020 to 14 Oct 2021)
    • [FCA CF] Manager of certification employee (7 Jul 2020 to 14 Oct 2021)
    • [FCA CF] Material risk taker (7 Jul 2020 to 27 Sep 2021)
    • CF30 Customer (10 Apr 2013 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.