James Richard Michael Peters

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Manager of certification employee (18 Aug 2023 to 27 May 2024)
    • [FCA CF] Material risk taker (2 Oct 2017 to 28 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (2 Oct 2017 to 28 Feb 2026)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Material risk taker (2 Oct 2017 to 28 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (2 Oct 2017 to 28 Feb 2026)
  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • CF10 Compliance Oversight (8 Jan 2008 to 15 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

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