James Richard Hubbard

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (10 Nov 2020 to 19 Nov 2023)
    • CF30 Customer (1 Nov 2007 to 8 Apr 2008)
    • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2020)
    • CF30 Customer (6 Oct 2016 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (20 May 2008 to 1 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.