Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (6)Employed By (since 1 Aug 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 31 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 28 Jul 2025)
  • ARIA PRIVATE CLIENTS LIMITED (no longer approved here)

    FRN 527557

    • [FCA CF] Client dealing (31 Mar 2022 to 2 May 2025)
    • [FCA CF] Functions requiring qualifications (31 Mar 2022 to 2 May 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (5 Dec 2011 to 8 Dec 2019)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • CF30 Customer (17 Nov 2010 to 16 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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