Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lester Brunt Wealth Management Ltd
FRN 608489
- (6)Employed By (since 1 Aug 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 31 Jul 2025)
- Appointed representative dealing with clients for which they require qualification (since 28 Jul 2025)
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- [FCA CF] Client dealing (31 Mar 2022 to 2 May 2025)
- [FCA CF] Functions requiring qualifications (31 Mar 2022 to 2 May 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (5 Dec 2011 to 8 Dec 2019)
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- CF30 Customer (17 Nov 2010 to 16 Jan 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.