Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 2 May 2023)
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • CF30 Customer (14 Sep 2017 to 8 Dec 2019)
  • Fiske Plc (no longer approved here)

    FRN 124279

    • CF30 Customer (29 Mar 2010 to 11 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.