Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 28 Apr 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10a CASS Oversight function (20 Feb 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Feb 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Feb 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (19 Feb 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Feb 2004 to 31 Oct 2007)
    • CF4 Partner (19 Feb 2004 to 8 Dec 2019)
    • CF27 Investment Management (19 Feb 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (19 Feb 2004 to 31 Oct 2007)
    • Employed By (since 28 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (4 Aug 2017 to 9 Oct 2018)
    • CF10 Compliance Oversight (18 Feb 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Feb 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Bestport Capital Limited (no longer approved here)

    FRN 758754

    • Employed By (4 Aug 2017 to 7 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

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