Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (1 Oct 2011 to 31 Jul 2016)
- CF11 Money Laundering Reporting (26 Sep 2005 to 31 Jul 2016)
- CF1 Director (1 Dec 2001 to 31 Jul 2016)
- CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.