James Rennie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 8 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 8 Jun 2022)
    • [FCA CF] Client dealing (1 Oct 2020 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 30 Sep 2021)
    • CF30 Customer (14 Dec 2018 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (11 Oct 2021 to 31 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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