James Raymond Mossman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (9 Mar 2012 to 17 Sep 2013)
    • CF4 Partner (AR) (15 Sep 2011 to 17 Sep 2013)
  • Titan Private Wealth Limited (no longer approved here)

    FRN 226392

    • CF30 Customer (1 Nov 2007 to 7 Jan 2009)
    • CF27 Investment Management (26 Sep 2003 to 13 Sep 2004)
    • CF21 Investment Adviser (26 Sep 2003 to 31 Oct 2007)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (1 Jul 2002 to 30 Jun 2003)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.