James Raymond Irons Austin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vittoria and Partners LLP

    FRN 709710

    • [FCA CF] Client dealing (since 10 Jul 2023)
    • [FCA CF] Material risk taker (10 Jul 2023 to 30 Oct 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (3 Jan 2020 to 9 Sep 2022)
    • [FCA CF] Manager of certification employee (16 Dec 2019 to 9 Sep 2022)
    • [FCA CF] Client dealing (12 Sep 2019 to 9 Sep 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 22 Jul 2009)
    • CF21 Investment Adviser (9 May 2005 to 31 Oct 2007)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF21 Investment Adviser (14 Jul 2003 to 22 Apr 2005)
    • CF26 Customer Trading (14 Jul 2003 to 22 Apr 2005)
    • CF27 Investment Management (14 Jul 2003 to 22 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.