James Randall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Intesa Sanpaolo SpA

    FRN 191858

    • [FCA CF] Client dealing (since 5 Jul 2022)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (1 Apr 2019 to 18 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 18 Jan 2021)
    • [FCA CF] Manager of certification employee (1 Oct 2018 to 1 Mar 2021)
    • [FCA CF] Client dealing (10 Jul 2017 to 6 Aug 2021)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 13 Apr 2015)
    • CF21 Investment Adviser (22 Jan 2002 to 10 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.