James Ramsay Smart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF19 Significant Mgt (Financial Resources) (20 Sep 2002 to 14 Mar 2003)
    • CF10 Compliance Oversight (5 Feb 2002 to 26 Feb 2003)
    • CF11 Money Laundering Reporting (5 Feb 2002 to 31 May 2002)
    • CF14 Risk Assessment (5 Feb 2002 to 13 May 2002)
    • CF1 Director (1 Dec 2001 to 5 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.