James Pringle

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 20 Aug 2025)
    • [FCA CF] Client dealing (since 4 Aug 2025)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 20 Aug 2025)
    • [FCA CF] Client dealing (since 4 Aug 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (15 Sep 2020 to 1 May 2025)
    • [FCA CF] Client dealing (3 Oct 2016 to 1 May 2025)
    • CF30 Customer (24 Apr 2014 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (15 Sep 2020 to 7 Oct 2020)
    • [FCA CF] Client dealing (1 Jul 2018 to 1 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

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