James Porter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRUE BEARING LIMITED (no longer approved here)

    FRN 486512

    • CF1 Director (10 Nov 2008 to 8 Nov 2011)
    • CF10 Compliance Oversight (10 Nov 2008 to 8 Nov 2011)
    • CF11 Money Laundering Reporting (10 Nov 2008 to 8 Nov 2011)
    • CF30 Customer (10 Nov 2008 to 6 Dec 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 14 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.