James Philip Rowbury

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 2 Dec 2024)
    • [FCA CF] Client dealing (since 14 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 12 Sep 2022)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (5 Oct 2018 to 8 Dec 2019)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF30 Customer (14 Jan 2015 to 13 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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