Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 30 Jul 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 30 Jul 2021)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
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- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 30 Jul 2021)
- SMF16 Compliance Oversight (10 Dec 2018 to 30 Jul 2021)
- SMF25 Small Insurer Senior Management Function (10 Dec 2018 to 30 Jul 2021)
- SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
- CF10 Compliance Oversight (1 Dec 2001 to 9 Dec 2018)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
- CF11 Money Laundering Reporting (1 Dec 2001 to 9 Dec 2018)
- CF8 Apportionment and Oversight (1 Dec 2001 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.