James Philip Henry Posnett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSPECTIVE (SOUTH EAST) LIMITED

    FRN 178690

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 15 Nov 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Sep 2025)
    • CF30 Customer (27 Jun 2017 to 22 Sep 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (19 Aug 2009 to 27 Aug 2010)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (11 Nov 2008 to 19 Jun 2009)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (36)Employed By (11 Nov 2008 to 19 Jun 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (19 May 2004 to 28 Jan 2005)
    • CF22 Investment Adviser (Trainee) (18 Aug 2003 to 19 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.