Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 21. Advising or arranging (bringing about) equity release transactions
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 6 Jul 2016)
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Shield Financial Services Limited
FRN 748909
- (1)Employed By (since 6 Jul 2016)
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- (2)Employed By (4 Sep 2002 to 4 Sep 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.