James Peterkin

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kirk Lovegrove & Company Limited

    FRN 954326

    • SMF1 Chief Executive (since 20 Mar 2024)
    • SMF3 Executive Director (since 20 Mar 2024)
    • [FCA CF] Client dealing (since 1 Feb 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (23 Mar 2016 to 19 Jan 2023)
    • [PRA CF] Managing a material risk taker (23 Mar 2016 to 19 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (23 Mar 2016 to 19 Jan 2023)
    • [FCA CF] Client dealing (21 Mar 2016 to 19 Jan 2023)
    • [FCA CF] Manager of certification employee (21 Mar 2016 to 12 Mar 2020)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (17 Aug 2009 to 21 Dec 2015)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.