James Peter Wood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 30 Jan 2020)
- CF1 Director (AR) (since 24 Jan 2020)
- CF30 Customer (since 24 Jan 2020)
Revolution Wealth Management Limited
FRN 917065
- (3)Employed By (since 24 Jan 2020)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (29 Sep 2014 to 29 Nov 2019)
HFB Financial Planning Ltd (no longer approved here)
FRN 608731
- (10)Employed By (29 Sep 2014 to 29 Nov 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (4 Mar 2008 to 20 Jun 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.