James Peter Ementon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 3 Dec 2018)
    • CF1 Director (AR) (since 3 Dec 2018)
  • Bolton James Ltd

    FRN 763914

    • Employed By (since 3 Dec 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (10 Nov 2010 to 21 Oct 2013)
  • Warriner & Co Limited (no longer approved here)

    FRN 528690

    • Employed By (10 Nov 2010 to 21 Oct 2013)
  • Anthony Sean Collier (no longer approved here)

    FRN 215430

    • Employed By (25 Aug 2009 to 15 Oct 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (25 Aug 2009 to 15 Oct 2010)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (20 Feb 2009 to 11 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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