James Pepper

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (22 Jan 2019 to 30 Nov 2020)
    • [FCA CF] Manager of certification employee (24 Jul 2018 to 8 Sep 2020)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (22 Jan 2019 to 30 Nov 2020)
    • [FCA CF] Manager of certification employee (24 Jul 2018 to 8 Sep 2020)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (19 Jan 2009 to 15 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.