Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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southern asset finance limited
FRN 730410
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (28 Aug 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (28 Aug 2017 to 8 Dec 2019)
- CF8 Apportionment and Oversight (12 Jan 2016 to 28 Aug 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.