James Paul Leaviss

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Manager of certification employee (1 Jul 2023 to 14 Oct 2024)
    • [FCA CF] Material risk taker (2 Feb 2023 to 14 Oct 2024)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • [FCA CF] Material risk taker (2 Feb 2023 to 14 Oct 2024)
    • [FCA CF] Manager of certification employee (2 Feb 2023 to 14 Oct 2024)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Significant management (22 Jul 2020 to 14 Oct 2024)
    • [FCA CF] Client dealing (22 Jul 2020 to 14 Oct 2024)
    • [FCA CF] Manager of certification employee (22 Jul 2020 to 14 Oct 2024)
    • [FCA CF] Material risk taker (22 Jul 2020 to 14 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.