James Paul Butler

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MitonOptimal Portfolio Management (UK) Limited

    FRN 770509

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 20 Apr 2026)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (30 Jun 2022 to 5 Aug 2025)
    • [FCA CF] Client dealing (30 Jun 2022 to 5 Aug 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2022)
    • CF1 Director (AR) (6 Aug 2018 to 30 Sep 2022)
    • CF4 Partner (AR) (18 May 2016 to 15 Apr 2021)
    • CF30 Customer (18 May 2016 to 30 Sep 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (6 Aug 2018 to 30 Sep 2022)
    • CF4 Partner (AR) (18 May 2016 to 15 Apr 2021)
  • Butler Capital Financial Management LLP (no longer approved here)

    FRN 593986

    • Employed By (10 Jan 2013 to 7 Jan 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (13 Aug 2010 to 31 May 2016)
    • CF4 Partner (AR) (13 Aug 2010 to 31 May 2016)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 22 Aug 2010)
    • CF4 Partner (AR) (7 Nov 2005 to 22 Aug 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.