Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Sep 2013)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 21 Dec 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2005)
    • (2)Employed By (since 17 Sep 2013)
    • (2)Employed By (1 Dec 2001 to 21 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.