Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • Director of firm who is not a certification employee or a SMF manager (since 11 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 11 Apr 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 11 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2024)
    • CF3 Chief Executive (3 Feb 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.