James Patrick Higgins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (27 Oct 2020 to 11 Apr 2022)
- [FCA CF] Functions requiring qualifications (27 Oct 2020 to 11 Apr 2022)
Campbell Munro Limited (no longer approved here)
FRN 170068
- CF30 Customer (7 Nov 2013 to 8 Dec 2019)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (3 Jan 2012 to 31 Oct 2013)
- CF30 Customer (3 Jan 2012 to 31 Oct 2013)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (8 Oct 2008 to 18 May 2012)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 6 Mar 2009)
- CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Apr 2006 to 7 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.