James Patrick Doyle

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Client dealing (since 26 Sep 2023)
    • [FCA CF] Manager of certification employee (since 26 Sep 2023)
    • [FCA CF] Significant management (26 Sep 2023 to 7 Dec 2023)
    • [FCA CF] Material risk taker (26 Sep 2023 to 7 Dec 2023)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (11 Aug 2020 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (2 Apr 2018 to 19 Jun 2023)
    • [FCA CF] Client dealing (2 Apr 2018 to 19 Jun 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (4 Jun 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.