James Patrick Douglas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tudor Capital Europe LLP
FRN 492155
- [FCA CF] Client dealing (since 5 Dec 2022)
Lansdowne Partners (UK) LLP (no longer approved here)
FRN 613543
- [FCA CF] Client dealing (4 Feb 2020 to 4 Nov 2022)
- CF30 Customer (28 May 2019 to 8 Dec 2019)
GLG Partners LP (no longer approved here)
FRN 186093
- CF30 Customer (5 Mar 2015 to 5 Aug 2016)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF30 Customer (6 May 2009 to 30 Apr 2013)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (27 Feb 2008 to 30 Apr 2013)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (27 Feb 2008 to 23 Sep 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.