James Patrick Deery

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 17 May 2022)
    • Appointed representative dealing with clients for which they require qualification (since 17 May 2022)
    • CF30 Customer (since 14 Mar 2022)
    • CF1 Director (AR) (since 14 Mar 2022)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 May 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2022)
    • CF1 Director (AR) (15 Jun 2015 to 16 May 2022)
    • CF30 Customer (21 Aug 2008 to 16 May 2022)
  • CDS Financial Ltd (no longer approved here)

    FRN 487597

    • Employed By (21 Aug 2008 to 1 Nov 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (17 Nov 2003 to 28 Dec 2006)
    • CF22 Investment Adviser (Trainee) (18 Jul 2003 to 17 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.