James Palmer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Manager of certification employee (since 14 Aug 2020)
    • [FCA CF] Material risk taker (since 3 Jan 2020)
    • [FCA CF] Client dealing (since 28 Nov 2019)
    • [FCA CF] Significant management (9 Oct 2024 to 5 Feb 2025)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 14 Aug 2020)
    • [FCA CF] Material risk taker (since 3 Jan 2020)
    • [FCA CF] Client dealing (since 28 Nov 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (5 Nov 2018 to 28 Oct 2019)
    • [FCA CF] Client dealing (5 Nov 2018 to 30 Jul 2019)
    • [FCA CF] Material risk taker (5 Nov 2018 to 28 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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