Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Schroder Wealth Management (US) Limited
FRN 781869
- [FCA CF] Manager of certification employee (since 17 May 2022)
- [FCA CF] Material risk taker (since 24 Aug 2021)
-
Schroder Investment Management Limited
FRN 119348
- SMF24 Chief Operations (since 2 Sep 2021)
-
SCHRODER & CO. LIMITED
FRN 144206
- SMF24 Chief Operations (since 2 Sep 2021)
-
Schroder Pension Management Limited
FRN 442769
- SMF24 Chief Operations (since 2 Sep 2021)
-
- (234)[FCA CF] Manager of certification employee (17 May 2022 to 14 Apr 2026)
- (233)[FCA CF] Material risk taker (24 Aug 2021 to 14 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: [FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited
-
controlled function removed: [FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
-
controlled function added: (233)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
-
controlled function added: (234)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited