James Oliver Vernon Whittaker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DB UK Bank Limited

    FRN 140848

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • Responsibility for MCD Intermediation (since 19 Feb 2026)
    • [FCA CF] Client dealing (since 19 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 19 Oct 2022)
    • Responsible for Insurance Distribution (since 7 Oct 2022)
    • SMF1 Chief Executive (since 28 Jul 2022)
    • [FCA CF] Functions requiring qualifications (12 Nov 2020 to 28 Jul 2022)
    • [FCA CF] Manager of certification employee (12 Nov 2020 to 28 Jul 2022)
    • [FCA CF] Significant management (12 Nov 2020 to 28 Jul 2022)
    • [FCA CF] Client dealing (12 Nov 2020 to 28 Jul 2022)
  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Manager of certification employee (since 15 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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