Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Kings Park Capital LLP
FRN 470652
- SMF16 Compliance Oversight (since 25 Jul 2022)
- SMF27 Partner (since 12 May 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 8 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2024)
- CF11 Money Laundering Reporting (19 Mar 2009 to 8 Dec 2019)
- CF4 Partner (30 May 2008 to 8 Dec 2019)
- CF30 Customer (30 May 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.