Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (1 May 2023 to 30 Nov 2025)
    • [FCA CF] Manager of certification employee (21 Feb 2022 to 30 Nov 2025)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2022 to 30 Nov 2025)
    • [FCA CF] Manager of certification employee (31 Jan 2019 to 20 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2014)
    • CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Nov 2005 to 21 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.