Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (1 May 2023 to 30 Nov 2025)
- [FCA CF] Manager of certification employee (21 Feb 2022 to 30 Nov 2025)
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- [PRA CF] Significant risk taker or Material risk taker (1 Feb 2022 to 30 Nov 2025)
- [FCA CF] Manager of certification employee (31 Jan 2019 to 20 Jan 2021)
- CF30 Customer (1 Nov 2007 to 31 Jan 2014)
- CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Nov 2005 to 21 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.