James Oliver Chapman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
    • CF4 Partner (21 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (15 Jan 2010 to 31 Dec 2015)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 31 Jan 2009)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (5 Jul 2002 to 30 Jun 2003)
    • CF26 Customer Trading (1 Dec 2001 to 5 Jul 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (5 Jul 2002 to 30 Jun 2003)
    • CF26 Customer Trading (1 Dec 2001 to 5 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.