Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 6 Feb 2024)
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- Appointed representative dealing with clients for which they require qualification (7 Jun 2023 to 8 Feb 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 May 2023)
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- CF30 Customer (1 Nov 2007 to 6 Sep 2010)
- CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Oct 2004 to 4 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.