James Nield

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited

    FRN 119329

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 1 Dec 2022)
    • [FCA CF] Client dealing (since 7 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 7 Jul 2022)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Mar 2022)
    • CF30 Customer (12 Sep 2019 to 8 Dec 2019)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF30 Customer (19 Mar 2014 to 16 Sep 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (28 Mar 2008 to 17 May 2010)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (28 Mar 2008 to 17 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.