James Nicholas Wallis Reiss

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- CF1 Director (AR) (since 2 Nov 2018)
- CF4 Partner (AR) (22 Feb 2017 to 30 Nov 2018)
David James Wealth Limited
FRN 771834
- Employed By (since 22 Feb 2017)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF1 Director (AR) (21 Jun 2023 to 9 Jun 2025)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF4 Partner (AR) (22 Feb 2017 to 30 Nov 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.