Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 31 Aug 2024)
    • [FCA CF] Material risk taker (20 Apr 2021 to 5 Dec 2022)
    • [FCA CF] Client dealing (12 May 2020 to 31 Aug 2024)
    • [FCA CF] Manager of certification employee (12 May 2020 to 31 Aug 2024)
    • [FCA CF] Significant management (12 May 2020 to 31 Aug 2024)
    • SMF18 Other Overall Responsibility (since 31 Aug 2024)
    • [FCA CF] Material risk taker (20 Apr 2021 to 5 Dec 2022)
    • [FCA CF] Significant management (12 May 2020 to 31 Aug 2024)
    • [FCA CF] Client dealing (12 May 2020 to 31 Aug 2024)
    • [FCA CF] Manager of certification employee (12 May 2020 to 31 Aug 2024)
    • SMF18 Other Overall Responsibility (since 31 Aug 2024)
    • [FCA CF] Manager of certification employee (12 May 2020 to 31 Aug 2024)
    • [FCA CF] Significant management (12 May 2020 to 31 Aug 2024)
    • [FCA CF] Client dealing (12 May 2020 to 31 Aug 2024)
    • [FCA CF] Manager of certification employee (since 12 May 2020)
    • [FCA CF] Client dealing (since 12 May 2020)
  • Oaktree Capital Management (UK) LLP (no longer approved here)

    FRN 550908

    • CF30 Customer (15 Nov 2011 to 12 Apr 2018)
    • CF4 Partner (15 Nov 2011 to 12 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

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