James Nicholas Townsend

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 12 Oct 2016)
    • [FCA CF] Manager of certification employee (12 Oct 2016 to 6 Feb 2023)
    • CF30 Customer (7 Jul 2010 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 22 Mar 2010)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 22 Mar 2010)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.