James Nicholas Hubbard

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wesleyan Assurance Society

    FRN 110873

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 28 May 2020)
    • [FCA CF] Material risk taker (since 10 Dec 2018)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2018)
    • [FCA CF] Client dealing (since 10 Dec 2018)
    • CF30 Customer (2 Nov 2015 to 9 Dec 2018)
  • Wesleyan Unit Trust Managers Limited

    FRN 175798

    • 14. Managing investments
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (2 Nov 2015 to 8 Dec 2019)
  • HTB LEASING & FINANCE LTD (no longer approved here)

    FRN 165116

    • [FCA CF] Manager of certification employee (28 May 2020 to 28 Feb 2022)
    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 28 Feb 2022)
    • [FCA CF] Material risk taker (7 Mar 2017 to 28 Feb 2022)
    • [FCA CF] Client dealing (7 Mar 2017 to 28 Feb 2022)

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