Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SIMF7 Group Entity Senior Insurance Manager Function (3 Aug 2016 to 21 Jul 2017)
- SIMF4 Chief Risk Function (3 Aug 2016 to 3 Jan 2018)
- CF29 Significant management (1 Nov 2007 to 31 May 2009)
- CF20 Significant Mgt (Settlements) (29 Aug 2007 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (15 Feb 2007 to 29 Aug 2007)
- CF15 Internal Audit (18 Aug 2005 to 15 Sep 2005)
- CF10 Compliance Oversight (13 Nov 2003 to 15 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.