Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (1 Nov 2021 to 29 Sep 2023)
    • CF30 Customer (26 Oct 2021 to 29 Sep 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (29 Sep 2016 to 10 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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