James Nelson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- [PRA CF] Significant risk taker or Material risk taker (14 Mar 2022 to 21 Mar 2025)
NatWest Markets Plc (no longer approved here)
FRN 121882
- [PRA CF] Significant risk taker or Material risk taker (14 Mar 2022 to 21 Mar 2025)
Coutts & Company (no longer approved here)
FRN 122287
- [PRA CF] Significant risk taker or Material risk taker (14 Mar 2022 to 21 Mar 2025)
The Royal Bank of Scotland International Limited (no longer approved here)
FRN 760675
- [PRA CF] Significant risk taker or Material risk taker (14 Mar 2022 to 21 Mar 2025)
BELLECAPITAL UK LIMITED (no longer approved here)
FRN 140948
- CF11 Money Laundering Reporting (13 Aug 2010 to 17 Nov 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.